United States v. Brown, No. 13-10354 (Berzon with Reinhardt
and Gould) --- What should happen when a defendant wants to fire his retained
counsel? Today the Ninth Circuit reiterated
that, unless the defendant's reasons for discharging counsel interfere with the
fair, efficient, and orderly administration of justice, the judge must allow
retained counsel to withdraw and, if the defendant is indigent, appoint
substitute counsel under the Criminal Justice Act. Here, because the district judge (who has a
track record of hostility toward appointed counsel, see United States v.
Tillman, 756 F.3d 1144 (9th Cir. 2014)) neither gave a valid reason for denying
the defendant's request to fire retained counsel nor for declining to appoint
the Federal Public Defender to represent the defendant, the court vacated the
defendant's convictions and remanded for a new trial.
The defendant was charged with advertising, transporting,
receiving, and possessing child pornography.
He retained counsel, but the relationship broke down, and two and a half
weeks before trial counsel moved to withdraw.
So the judge held a hearing on the motion, and an Assistant Federal
Public Defender attended the hearing. Counsel
explained that there was an "extreme divergence of philosophical
opinion" about how to defend the case, but the judge was more concerned
that the real reason for withdrawal was that the defendant wasn't able to pay
counsel's fee. But there was no dispute
about the fee. The defendant explained
to the judge that he was unhappy that his lawyers never engaged his assertions
of innocence. The judge reassured the
defendant that his retained counsel was excellent and would be required to
zealously present his defense. When
counsel raised the prospect that the defendant might claim ineffective
assistance later on, the judge threatened him that if he continued to express
that concern, he would require counsel to refund his entire fee. The judge denied the motion. The defendant was later convicted on all four
counts and sentenced to 15 years in prison.
The Sixth Amendment right to counsel has two components -- a
defendant is entitled to retained counsel of his own choosing, and a right to
effective assistance of counsel. He does
not have a right to appointed counsel of his own choosing; his choices are
limited to retaining any lawyer he wants, accepting the services of appointed
counsel if he is eligible, or representing himself. The only limitation on the right to counsel
of choice is that the choice must not interfere with the orderly administration
of justice. A defendant who seeks to
fire retained counsel and is otherwise indigent must be appointed counsel under
the CJA. The court may not leave a criminal
defendant without counsel unless it complies with the procedure described in
Faretta v. California 422 U.S. 806 (1975).
The court first stressed that this motion was never about
counsel's desire to withdraw, whether because he wasn't getting paid or for
some other reason. This motion was about
the defendant trying to fire his lawyer because his lawyer wasn't presenting
the defense he thought was most important.
When "it is apparent that the defendant, not the attorney,
instigated the withdrawal motion, the defendant's Sixth Amendment rights should
trump whatever concerns the court has about the lawyer's motives." It was clear here that the defendant did not
trust his lawyers to present the defense he thought was appropriate, owing in
part to a breakdown in communication between them. These are all sufficient concerns for
allowing a defendant to fire counsel; indeed, so far as the Sixth Amendment was
concerned, the defendant could fire counsel for any reason at all. So the district judge's belief that retained
counsel could do a better job than the Federal Public Defender was utterly
beside the point. And although the judge
may have had some concerns about the timing of the request to withdraw, that
was not the basis for denying the request to withdraw, and in any event the
judge did give counsel another month to prepare for trial. The judge simply made no findings about
whether allowing withdrawal would impede the orderly administration of justice. Because no such findings could be supported by
the record, the court held that the defendant should have been granted
appointed counsel.
The denial of the defendant's right to counsel of choice was
structural error, and so the court vacated the defendant's convictions and
remanded for a new trial. It did,
however, hold that the evidence presented was sufficient to sustain all of the
charges.
Congratulations to Las Vegas AFPD Jason Carr.
The decision is here:
http://cdn.ca9.uscourts.gov/datastore/opinions/2015/05/13/13-10354.pdf
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